Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Kirk Johnston is a financial advisor with over 20 years of experience in the industry. Spencer currently works at CWM, LLC, where Spencer is a Relationship Manager. Spencer's previous experience includes roles at Thrivent Investment Management Inc., Ameriprise Financial Services Inc, and GES. Spencer holds a Series 63, 66, and 7 licenses. Spencer is registered with the state of California as both a broker-dealer and an investment advisor. Spencer specializes in providing financial planning services to individuals and businesses, including portfolio management. Spencer's firm, CWM, LLC, is a large firm that provides a variety of financial services to high net worth individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
05/20/2022 - Present
CWM, LLC (OMAHA NE)
CA
04/19/2021 - 03/22/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Irvine CA)
BC
Issued 04/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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