Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Kenneth norman Richards is a financial advisor currently registered with Lincoln Financial Distributors, Inc. in FORT WAYNE, IN. Spencer has been in the industry since 2013. Spencer is a Series 7, 6, and 66 licensed representative. Spencer has worked at several firms prior to joining Lincoln Financial Distributors, Inc. including LINCOLIN FINANCIAL ADVISORS CORPORATION, PRUCO SECURITIES, LLC., AXA ADVISORS, LLC and M&T SECURITIES, INC.. Spencer holds licenses in District of Columbia, Florida, Maryland, North Carolina, South Carolina and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
05/01/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
IN
10/17/2022 - 05/01/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
VA
08/14/2019 - 10/27/2022
PRUCO SECURITIES, LLC. (VIENNA VA)
MD
01/01/2019 - 08/12/2019
AXA ADVISORS, LLC (COLUMBIA MD)
DC
04/09/2013 - 01/02/2015
M&T SECURITIES, INC. (WASHINGTON DC)
BOTH
Issued 04/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2018
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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