Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Kelly is a registered representative with FMI Capital Advisors, Inc., an investment firm based in Raleigh, North Carolina. Spencer has experience in the financial industry, having previously worked at Moelis & Company LLC in New York City. He holds the Series 7TO, 79TO, and SIE licenses, as well as the Series 63 license. Spencer is currently licensed in California, Colorado, Florida, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/25/2023 - Present
FMI Capital Advisors, Inc. (RALEIGH NC)
NY
07/18/2020 - 04/04/2023
MOELIS & COMPANY LLC (NEW YORK NY)
BC
Issued 07/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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