Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Ulrich is a financial advisor at Cetera Investment Advisers LLC. Spencer is a registered investment advisor in South Dakota and Texas. Spencer has been in the financial industry since December 2021. Spencer is a licensed agent in 18 states, including Arizona, California, Colorado, Florida, Indiana, Iowa, Kansas, Minnesota, Missouri, Nebraska, New Hampshire, North Dakota, Oregon, South Dakota, Texas, and Wisconsin. Spencer is also a registered representative with Cetera Investment Services LLC. Spencer has passed the Series 63, Series 65, Series 7TO, and SIE exams. Spencer provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Spencer also works with clients at First PREMIER BANK, referring clients to various departments of the bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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SD
01/19/2023 - Present
Cetera Investment Advisers LLC (SIOUX FALLS SD)
IA
Issued 2/4/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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