Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Jon Simonen is a financial advisor with LPL Financial LLC. Spencer has been in the financial services industry since 1995. Spencer holds FINRA Series 7, 63, and 65 licenses as well as the SIE exam. Spencer provides financial planning and consulting services, as well as manages investment portfolios for individuals and businesses. Spencer is also registered with the state of Wisconsin to provide investment advisory services. Spencer has previous experience with M&I Brokerage Services, Inc., B. C. Ziegler and Company, and Everen Clearing Corp. In addition to his work as a financial advisor, Spencer owns a franchise business and a rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
11/02/1999 - Present
LPL Financial LLC (WAUKESHA WI)
WI
05/21/1997 - 11/01/1999
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
IL
01/15/1996 - 05/29/1997
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
WI
06/26/1995 - 01/03/1996
EVEREN CLEARING CORP. (MILWAUKEE WI)
IA
Issued 04/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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