Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Montgomery is a financial advisor based in Clearwater, FL, who has been working in the financial services industry since 2019. Spencer is registered with Northwestern Mutual Investment Services, LLC and holds Series 63, 26, 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
05/20/2019 - Present
Northwestern Mutual Investment Services, LLC (Clearwater FL)
BC
Issued 06/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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