Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Johnston is a financial advisor at LPL Financial LLC. Spencer Johnston has been in the financial industry since 2010. Spencer Johnston has Series 7, Series 63, and Series 65 securities licenses. Spencer Johnston is registered with FINRA and the state of California to provide investment advice. Spencer Johnston is also registered as an Investment Advisor Representative with LPL Financial LLC. Prior to joining LPL Financial LLC, Spencer Johnston was employed by Financial Goal Securities, Inc., and The Gensler Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/14/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
11/08/2017 - 05/24/2018
LPL FINANCIAL LLC (CORONADO CA)
CA
01/10/2013 - 09/12/2017
FINANCIAL GOAL SECURITIES, INC. (SAN DIEGO CA)
CA
03/02/2010 - 02/27/2012
LPL FINANCIAL LLC (ENCINITAS CA)
IA
Issued 12/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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