Unclaimed
Spencer Herzog is a financial professional with Lion Street Financial, LLC. Spencer is a Series 7 and SIE licensed professional. Spencer is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
08/14/2024 - Present
Lion Street Financial, LLC (NEWARK DE)
BC
Issued 08/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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