Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer James Cook is a registered representative with Charles Schwab & CO., Inc. located in Omaha, NE. Spencer has been in the industry since 2021 and has a Series 3, Series 7TO and Series 63 license. Spencer was previously registered with TD AMERITRADE, INC. Spencer is registered in 53 states and holds a FINRA registration. Spencer is an experienced professional in the financial services industry and offers a variety of services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
06/16/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
01/01/2022 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 01/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 12/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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