Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer O'Rourke is a financial advisor with over 10 years of experience in the financial services industry. Spencer is registered with Morgan Stanley and has a Series 6, 7, 9, 10, 63, and 65 license. Spencer is currently registered in 53 states and the District of Columbia and provides financial planning, portfolio management and asset allocation advice to individuals, families, businesses, and institutions. Spencer has a wide range of experience and expertise in the financial services industry. Spencer is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AR
07/20/2020 - Present
Morgan Stanley (Fayetteville AR)
OH
08/10/2017 - 07/17/2020
J.P. MORGAN SECURITIES LLC (WESTERVILLE OH)
OH
06/14/2016 - 07/21/2017
KEY INVESTMENT SERVICES LLC (BAY VILLAGE OH)
OH
06/10/2014 - 05/19/2016
PNC INVESTMENTS (NORTH ROYALTON OH)
OH
07/18/2013 - 05/16/2014
MML INVESTORS SERVICES, LLC (MEDINA OH)
IA
Issued 11/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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