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Spencer J Kubo

Kubo Financial Planning AND Investments, LLC

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About Spencer J Kubo

Spencer Kubo is an Investment Advisor Representative associated with Kubo Financial Planning and Investments, LLC. Spencer has been in the industry since October 2011 and holds licenses in the state of Minnesota. Kubo Financial Planning and Investments, LLC is a Registered Investment Advisor and manages approximately $26,822,994 in assets. The firm works with individuals, corporations and businesses, and offers financial planning, pension consulting, and portfolio management services.

Firm Information

Spencer Kubo is currently registered with Kubo Financial Planning AND Investments, LLC. Kubo Financial Planning AND Investments, LLC is an investment advisor registered with the SEC. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Kubo Financial Planning AND Investments, LLC has approximately $26,822,994 in regulatory assets under management.

$26.82M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Spencer Kubo’s Registration & Firm History

MN

02/13/2018 - Present

Kubo Financial Planning AND Investments, LLC (EDINA MN)

NJ

10/27/2011 - 11/07/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)

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Licenses & Designations

BOTH

Issued 01/06/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Spencer J Kubo.
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