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Spencer J Hathaway

Brown, Gibbons, Lang & Co. Securities, LLC

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About Spencer J Hathaway

Spencer Hathaway is a registered representative with Brown, Gibbons, Lang & Co. Securities, LLC, located in Chicago, Illinois. Spencer has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO) and the Uniform Securities Agent State Law Examination (Series 63) exams. Spencer is currently registered with the state of Illinois and is active in the Broker-Dealer (BC) scope.

Firm Information

Spencer Hathaway is currently registered with Brown, Gibbons, Lang & Co. Securities, LLC. Brown, Gibbons, Lang & Co. Securities, LLC is a Limited Liability Company formed in 2022 and approved in California, Colorado, Illinois, Kansas, Massachusetts, Minnesota, Nevada, New York, Ohio, Pennsylvania, Utah, and Washington. The firm is registered with the SEC and has a regulatory event disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

93

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Hathaway’s Registration & Firm History

IL

07/06/2022 - Present

Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer J Hathaway.
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