Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Dung is a financial professional who has been working in the securities industry since March 2012. Spencer is currently registered with Park Avenue Securities LLC and is licensed in several states. Spencer holds FINRA Series 6, 7, 24, 26, 51, 63, and 66 licenses and is also a Certified Financial Planner. Spencer has experience working with high-net-worth individuals, corporations, pension plans, and charitable organizations. Spencer provides financial planning, investment management, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
07/10/2018 - Present
Park Avenue Securities LLC (HONOLULU HI)
CA
03/26/2012 - 07/03/2018
FORESTERS FINANCIAL SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 08/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 12/09/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/25/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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