Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Hoffman is a financial advisor who has been active in the industry since September 7, 2020. Spencer is currently registered with Fidelity Brokerage Services LLC and is licensed in 53 states. Spencer holds the Series 63, Series 7, Series 9, Series 10, and SIE licenses. Spencer is located in Covington, Kentucky and Cincinnati, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
09/08/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Spencer Hoffman is the right advisor for you? Invested Better is here to help.
