Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Hofer is a registered representative with Northwestern Mutual Investment Services, LLC. Spencer has been in the financial services industry since 2017. Spencer has a Series 6, Series 7TO, Series 63 and SIE licenses. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and is currently licensed in 17 states. Spencer has previously worked with Northwestern Mutual Investment Services, LLC in Indianapolis, IN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
07/07/2020 - Present
Northwestern Mutual Investment Services, LLC (INDIANAPOLIS IN)
IN
10/14/2016 - 04/08/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
BC
Issued 11/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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