Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Kent is a securities professional with a focus on investment banking. Spencer holds Series 79TO, Series 63, and SIE licenses, having passed the examinations in July 2024. Spencer is currently registered with TD Securities (USA) LLC, a firm based in San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/15/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
BC
Issued 07/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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