Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Hart is a financial professional with over 30 years of experience in the industry. Spencer's career has spanned roles at prominent firms including Lehman Brothers Inc., Credit Suisse First Boston LLC, and Barclays Capital Inc. Spencer currently holds a Series 7, Series 24, and Series 79TO license, along with a Series 63 license. Spencer is registered in New York with Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/04/2022 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
05/07/2013 - 06/14/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 02/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/01/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/08/1991 - 12/02/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
11/03/2000 - 09/27/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 07/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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