Unclaimed
Spencer Wilcox is a financial professional with over 10 years of experience in the industry. Spencer holds multiple licenses including Series 7, Series 63, Series 3, and Series 24. Spencer is currently registered with Academy Securities, Inc. in California, Illinois, and New York. Previously, Spencer was registered with Jefferies LLC. Spencer's expertise includes securities, commodities, and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/20/2015 - Present
Academy Securities, Inc. (Del Mar CA)
NY
02/28/2011 - 09/04/2015
JEFFERIES LLC (NEW YORK NY)
BC
Issued 03/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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