Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Sohmer has been in the financial industry since March 14, 2006. Spencer is a registered representative of Chimera Securities, LLC and is currently licensed to conduct business in New York. Spencer has previously worked for Assent LLC, Blackwood Securities, LLC, Goldman, Sachs & Co. and Cantor Fitzgerald Securities. Spencer has passed the Series 7, 24, 25, 55, 57TO, 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/14/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
02/23/2006 - 11/04/2008
ASSENT LLC (NEW YORK NY)
IL
03/12/2004 - 03/16/2004
ASSENT LLC (BOLINGBROOK IL)
NY
01/25/2002 - 03/05/2002
BLACKWOOD SECURITIES, LLC (NEW YORK NY)
NY
08/03/1998 - 03/07/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/03/1997 - 07/01/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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