Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Gardner is a financial advisor associated with Principal Securities, Inc. Spencer is based in West Des Moines, Iowa. Spencer has been in the securities industry since October 2018. Spencer holds the Series 66, Series 7TO and SIE securities licenses. Spencer is registered in Arizona, Florida, Illinois, Iowa, Kansas, and Wisconsin. Spencer has worked for Principal Life Insurance Company, Principal Securities Inc., The College of St Scholastica, Gilbert Community School, Ameriprise Financial Services, LLC, and Principal Securities, Inc. Spencer has experience working with corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Spencer has the following specializations: 1, 2, 3, 4, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/17/2025 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
10/22/2018 - 08/15/2024
PRINCIPAL SECURITIES, INC. (West Des Moines IA)
BOTH
Issued 11/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/05/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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