Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Edward Hughes is a registered representative with Mufg Securities Americas Inc. Spencer has over 12 years of experience in the financial services industry. Spencer is a Series 3, 24, 63, 79, and SIE licensed professional. Spencer is also registered with the state of New York. Spencer previously worked at BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/10/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 07/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/26/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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