Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Cure is a financial advisor at Wells Fargo Clearing Services, LLC with over 6 years of experience in the financial services industry. Spencer is registered with the state of Colorado and specializes in a variety of financial services, including investment management, financial planning, and pension consulting. Prior to joining Wells Fargo, Spencer worked at Fidelity Brokerage Services LLC and GWFS Equities, Inc. Spencer holds the Series 6, 7, 63, and 66 licenses and is also a registered Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/28/2024 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
CO
12/02/2021 - 07/06/2023
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
04/30/2019 - 02/08/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/17/2017 - 03/20/2019
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
BOTH
Issued 10/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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