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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Neal is an investment advisor with Cambridge Investment Research Advisors, Inc. Spencer is a registered investment advisor in Maryland and Texas. Spencer has been in the financial services industry since 1999. Spencer specializes in financial planning, pension consulting, and portfolio management. Spencer is also a board member of the Baltimore Washington Medical Center Foundation and a board member of the Clemson Regional Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
10/20/2023 - Present
Cambridge Investment Research Advisors, Inc. (ANNAPOLIS MD)
MD
04/18/2007 - 01/07/2009
MML INVESTORS SERVICES, INC. (ANNAPOLIS MD)
MD
05/06/1999 - 04/18/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ANAPOLIS MD)
WI
05/06/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 01/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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