Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Diggins is a registered representative with Berkery Noyes Securities, LLC. Spencer has been in the securities industry since August 8, 2019. Spencer is licensed in 22 states and has passed the Series 63, SIE, and Series 79TO exams. Spencer has experience in the investment banking industry, having previously worked at Houlihan Lokey Capital, Inc. in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/22/2021 - Present
Berkery Noyes Securities, LLC (NEW YORK NY)
TX
12/01/2018 - 08/13/2020
HOULIHAN LOKEY CAPITAL, INC. (DALLAS TX)
BC
Issued 08/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2018
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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