Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer McGowan is a financial advisor with over 30 years of experience. Spencer has been a registered representative and Investment Advisor Representative in the state of Texas since 2010. Spencer worked with Spire Securities, LLC, from 2010 to 2014. Before that, Spencer was a registered representative with Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Advisors, LLC. Spencer was also a registered representative with Dain Rauscher Incorporated, from 1998 to 2001. Prior to that, Spencer was a registered representative with Rauscher Pierce Refsnes, Inc., from 1992 to 1998. Spencer has a Series 3, 7, 9, 10, 63, and 65. Spencer specializes in providing financial advice to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Spencer's firm, McGowan Group Asset Management, Inc., has approximately $837.5 million in assets under management. McGowan Group Asset Management, Inc., provides a wide range of advisory services, including portfolio management for individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/06/2010 - Present
McGowan Group Asset Management, Inc. (DALLAS TX)
TX
08/03/2010 - 12/31/2014
SPIRE SECURITIES, LLC (DALLAS TX)
TX
10/09/2009 - 08/04/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DALLAS TX)
TX
02/16/2001 - 10/12/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
NY
03/02/1998 - 03/01/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
10/16/1992 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
04/07/1989 - 10/30/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/21/1986 - 04/15/1989
PAINEWEBBER INCORPORATED
IA
Issued 06/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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