Unclaimed
Spencer Dayton Harrison is a financial professional with over seven years of experience in the industry. Spencer is currently registered with Clarendon Insurance Agency, Inc. in Waltham, MA. Spencer is licensed to sell securities in Indiana and is also a registered principal. Spencer has passed several industry exams including Series 6, Series 26 and Series 63. Spencer has previously worked at CETERA INVESTMENT SERVICES LLC and MML INVESTORS SERVICES, LLC. Spencer holds a Series 6, Series 26 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/14/2020 - Present
Clarendon Insurance Agency, Inc. (Waltham MA)
IN
02/23/2018 - 08/05/2020
CETERA INVESTMENT SERVICES LLC (INDIANAPOLIS IN)
IN
01/15/2015 - 01/17/2017
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
BC
Issued 07/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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