Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Davis Schomer is a financial advisor with over 13 years of experience in the industry. Spencer is currently registered with Foreside Funds Distributors LLC and has been with the firm since April 2013. Prior to that, Spencer worked at FORESIDE FUND SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC.. Spencer holds a Series 7, Series 6, Series 63, and Series 66 licenses, as well as the Securities Industry Essentials (SIE) Exam. Spencer is registered in 14 states: Colorado, Connecticut, Delaware, District of Columbia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/05/2013 - Present
Foreside Funds Distributors LLC (Denver CO)
CO
12/07/2011 - 03/11/2013
FORESIDE FUND SERVICES, LLC (DENVER CO)
CA
08/21/2007 - 06/03/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BC
Issued 02/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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