Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Craig Sell is a financial advisor currently registered with Empower Advisory Group, LLC. Spencer has been in the financial industry since 2008 and has an active registration with the state of Iowa and FINRA. Spencer has worked with Prudential Investment Management Services LLC and Prudential Retirement Brokerage Services, Inc. in the past. Spencer holds a Series 66, Series 7, and Series 6 license, along with the Securities Industry Essentials Examination (SIE). Spencer specializes in providing financial advice to individuals and businesses, including retirement planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/22/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
IA
02/24/2012 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
IA
09/17/2007 - 07/26/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CT
02/03/2005 - 04/25/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Spencer Sell is the right advisor for you? Invested Better is here to help.
