Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Bateman is a financial advisor with Equity Services, Inc., a firm based in Montpelier, Vermont. Spencer has a strong background in finance and has been in the industry since May 2019. Spencer is registered in 21 states and holds the Series 66, Series 63, Series 7, and SIE licenses. Spencer is a Certified Financial Planner and is committed to providing financial guidance to individuals, families, and businesses. Spencer is also a licensed insurance agent. Spencer's clients appreciate Spencer's personalized approach to financial planning and commitment to understanding their individual needs. Spencer's experience and expertise make Spencer a valuable asset to any client seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/06/2022 - Present
Equity Services, Inc. (PORTLAND OR)
UT
05/03/2019 - 12/15/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 02/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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