Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Chad Poll is a registered representative with Fidelity Brokerage Services LLC. Spencer has been in the industry since February 15, 2024. Spencer holds Series 7TO, Series 63, and SIE licenses and is registered in all 50 states and Puerto Rico. Spencer is located in Salt Lake City, Utah, where Fidelity Brokerage Services LLC has a branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
02/16/2024 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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