Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Carey is a financial professional registered with Wells Fargo Securities, LLC. Spencer's professional licenses include Series 63, Series 79TO, and SIE. Spencer currently holds a Series 63 license in New York. Spencer has been in the industry since March 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2024 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 03/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/31/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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