Unclaimed
Spencer Kelly is a financial professional with over 2 years of experience in the financial services industry. Spencer is a registered representative with LPL Financial LLC and holds Series 63, SIE and Series 7 licenses. Prior to joining LPL Financial LLC, Spencer was a registered representative with Ameriprise Financial Services, Inc. Spencer's experience includes working with individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/28/2017 - Present
LPL Financial LLC (SAN DIEGO CA)
MA
06/27/2014 - 09/09/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Boston MA)
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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