Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Butterbrodt is a financial advisor with LPL Financial LLC. Spencer is a Certified Financial Planner™ professional. Spencer has been in the industry since December 31, 2019. Spencer has a combined 9 years of experience in the financial services industry. Spencer is registered in 11 states to offer both securities and investment advisory services. Spencer is also registered in 2 states to offer investment advisory services only. Spencer has been a financial advisor at LPL Financial LLC since January 2024. Previously, Spencer was a financial advisor at J.P. Morgan Securities LLC for four years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/02/2024 - Present
LPL Financial LLC (MILWAUKEE WI)
WI
01/01/2020 - 01/03/2024
J.P. MORGAN SECURITIES LLC (FOX POINT WI)
BOTH
Issued 10/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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