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Spencer Bradley Vowell

Pruco Securities, LLC

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About Spencer Bradley Vowell

Spencer Bradley Vowell is a financial advisor who has been in the industry since 2010. Spencer is currently registered with Pruco Securities, LLC and holds several licenses including Series 6, 7TO, 63 and 65. Spencer has experience working with a variety of clients, including individuals, corporations, and trusts. Spencer is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Spencer Vowell is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Spencer Vowell’s Registration & Firm History

TX

04/03/2020 - Present

Pruco Securities, LLC (HOUSTON TX)

TX

07/03/2012 - 02/26/2020

PRUCO SECURITIES, LLC. (HOUSTON TX)

TX

11/10/2010 - 07/05/2012

NEW ENGLAND SECURITIES (HOUSTON TX)

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Licenses & Designations

IA

Issued 04/18/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer Bradley Vowell.
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