Unclaimed
Spencer Bradley Vowell is a financial advisor who has been in the industry since 2010. Spencer is currently registered with Pruco Securities, LLC and holds several licenses including Series 6, 7TO, 63 and 65. Spencer has experience working with a variety of clients, including individuals, corporations, and trusts. Spencer is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
04/03/2020 - Present
Pruco Securities, LLC (HOUSTON TX)
TX
07/03/2012 - 02/26/2020
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
11/10/2010 - 07/05/2012
NEW ENGLAND SECURITIES (HOUSTON TX)
IA
Issued 04/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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