Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer B Harris Jr. is a financial advisor with Ameriprise Financial Services, LLC, based in NEW ORLEANS, LA. Spencer has been working in the financial services industry since November 4, 1998. Spencer is registered with the state of Louisiana, Texas and 27 other states. Spencer also holds the Series 7, 31, and 63 licenses as well as the SIE and Series 65 exams. Spencer has prior experience with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
10/30/2009 - Present
Ameriprise Financial Services, LLC (NEW ORLEANS LA)
LA
06/01/2009 - 11/02/2009
MORGAN STANLEY SMITH BARNEY (NEW ORLEANS LA)
LA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW ORLEANS LA)
LA
11/05/1998 - 04/02/2007
MORGAN STANLEY DW INC. (NEW ORLEANS LA)
IA
Issued 10/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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