Unclaimed
Spencer Anson is a financial professional with experience in the securities industry. Spencer has passed several industry exams including Series 63, Series 65, Series 7TO, Series 86, Series 87 and the SIE. Spencer is currently registered with Susquehanna Financial Group, Lllp. Prior to joining Susquehanna Financial Group, Lllp, Spencer was employed by Development Corporation for Israel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2022 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
CA
09/27/2016 - 08/09/2018
DEVELOPMENT CORPORATION FOR ISRAEL (LOS ANGELES CA)
BC
Issued 10/17/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/07/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2016
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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