Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Allan Woolley is a financial advisor who has been in the industry since February 13, 2022. Spencer currently works for The Leaders Group, Inc. located in Littleton, CO. Spencer has Series 6TO, SIE and Series 63 licenses. Spencer has been registered in California, Colorado and Utah. Spencer previously worked for PROEQUITIES, INC. in Birmingham, AL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/22/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AL
12/01/2018 - 06/07/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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