Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Alex Ross is a registered representative with Neuberger Berman BD LLC, based in New York, NY. Spencer has been active in the industry since July 2021. Spencer is licensed in 40 states and holds Series 7TO, SIE and Series 66 licenses. Spencer has previously been employed by a number of other organizations, including Fordham University, Qi Venture Partners, Class Action Capital, and Neuberger Berman. Spencer is currently registered as an Investment Advisor Representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/13/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 08/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Spencer Ross is the right advisor for you? Invested Better is here to help.
