Unclaimed
Spencer Alan Pickering is a registered representative with Fidelity Brokerage Services LLC. Spencer has passed the Series 7TO, Series 63, and SIE exams. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states and the District of Columbia. Spencer's current employment began on 08/25/2023. Spencer has been in the securities industry since 08/24/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
08/25/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 09/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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