Invested Better
Unclaimed

Unclaimed

Unclaimed

Spencer Alan Pickering

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Spencer? Claim Your Profile

About Spencer Alan Pickering

Spencer Alan Pickering is a registered representative with Fidelity Brokerage Services LLC. Spencer has passed the Series 7TO, Series 63, and SIE exams. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states and the District of Columbia. Spencer's current employment began on 08/25/2023. Spencer has been in the securities industry since 08/24/2023.

Firm Information

Spencer Pickering is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Spencer Pickering’s Registration & Firm History

NH

08/25/2023 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

Not sure if Spencer Alan Pickering is right for you?

Licenses & Designations

BC

Issued 09/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Spencer Alan Pickering.
Not sure if Spencer Alan Pickering is right for you?