Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Alain Lippman is a financial professional with over 15 years of experience in the industry. Spencer is currently registered with Houlihan Lokey Capital, Inc. in Houston, Texas. Spencer has a strong background in investment banking and holds the Series 7, 24, 63, 79TO and SIE licenses. Spencer has previously worked at Oppenheimer & Co. Inc. and Genesis Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/28/2022 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
05/02/2011 - 10/28/2022
OPPENHEIMER & CO. INC. (HOUSTON TX)
GA
08/20/2007 - 05/09/2011
GENESIS CAPITAL, LLC (ATLANTA GA)
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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