Unclaimed
Souren George Ouzounian is an experienced financial professional with over 20 years in the industry. Souren is currently registered with UBS Securities LLC. Prior to joining UBS Securities LLC, Souren worked at several other firms, including ARCOLA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, DEUTSCHE BANK SECURITIES INC., BT ALEX. BROWN INCORPORATED, and LEHMAN BROTHERS INC. Souren holds several licenses and registrations, including Series 7, 63, 24, 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2020 - Present
UBS Securities LLC (New York NY)
NY
06/28/2017 - 01/31/2020
ARCOLA SECURITIES, INC. (NEW YORK NY)
NY
08/17/2000 - 03/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/14/1999 - 07/16/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
06/04/1998 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
10/08/1996 - 03/03/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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