Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soumya? Claim Your ProfileSoumya Rao is a financial professional with Natwest Markets Securities Inc.. Soumya Rao has over 4 years of experience in the financial industry. Soumya Rao is registered with FINRA and holds Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/14/2022 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
12/11/2017 - 08/15/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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