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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soumya? Claim Your ProfileSoumya Ann Varughese is a registered investment advisor representative with Morgan Stanley. Soumya has been in the securities industry since August 2021. Soumya is registered in 53 states and the District of Columbia. Soumya holds Series 7TO, SIE, 63, and 65 licenses. Soumya has a background in finance and accounting and has worked for PricewaterhouseCoopers and SUNY Binghamton. Soumya specializes in financial planning, asset allocation advice, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/06/2023 - Present
Morgan Stanley (New York NY)
IA
Issued 09/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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