Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soumit? Claim Your ProfileSoumit Roy is a financial advisor with Jonestrading. Soumit Roy is registered with FINRA and holds licenses for Series 63, Series 24, SIE, Series 86, Series 87, and Series 7. Soumit Roy has been in the financial industry since April 24, 2016. Prior to joining Jonestrading, Soumit Roy worked at SUNTRUST ROBINSON HUMPHREY, INC. Soumit Roy is located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2018 - Present
Jonestrading (NEW YORK NY)
NY
04/12/2016 - 03/23/2018
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/27/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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