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Soumil Mitra

Loop Capital Markets LLC

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About Soumil Mitra

Soumil Mitra is a registered representative associated with Loop Capital Markets LLC in New York, NY. Soumil has been in the industry since June 2024. Soumil has successfully completed the Securities Industry Essentials (SIE) Examination and the Municipal Securities Representative Examination (Series 52TO). Soumil is associated with Loop Capital Markets LLC as a registered representative since June 2024.

Firm Information

Soumil Mitra is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Soumil Mitra’s Registration & Firm History

NY

06/03/2024 - Present

Loop Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/25/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Soumil Mitra.
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