Unclaimed
Souksakhone Ananthochoun is a financial professional with over 20 years of experience in the industry. Souksakhone has worked with Fidelity Brokerage Services LLC since 2024 and National Financial Services LLC since 2007. Previously, Souksakhone was registered with BANC OF AMERICA INVESTMENT SERVICES, INC. and QUICK & REILLY, INC. Souksakhone holds Series 7 and Series 66 licenses. Souksakhone is also a licensed securities representative in the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
07/29/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
10/20/2004 - 02/27/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
06/13/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 11/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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