Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Souhow? Claim Your ProfileSouhow Yao is a registered representative with Susquehanna Financial Group, Lllp, and has been active in the industry since 2003. Souhow Yao has a Series 7, Series 63, and SIE licenses, and is currently registered in New York. Before joining Susquehanna Financial Group, Lllp, Souhow Yao worked at Barclays Capital Inc. and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2007 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
08/16/2006 - 10/26/2006
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/06/2002 - 05/15/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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