Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sotirios? Claim Your ProfileSotirios Vangelatos is a financial advisor at Raymond James & Associates, Inc. in Locust Valley, NY. Sotirios Vangelatos has been in the financial services industry since May 3, 2011. Previously, Sotirios Vangelatos was registered with E*TRADE SECURITIES LLC, REFCO SECURITIES, LLC and JOSEPH STEVENS & COMPANY, INC. Sotirios Vangelatos has passed the SIE, Series 7, Series 63 and Series 66 exams. Sotirios Vangelatos's current registrations are with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/05/2024 - Present
Raymond James & Associates, Inc. (LOCUST VALLEY NY)
NY
11/09/2005 - 09/10/2015
E*TRADE SECURITIES LLC (NEW YORK NY)
NY
01/02/2003 - 08/31/2005
REFCO SECURITIES, LLC (NEW YORK NY)
NY
08/24/2000 - 02/20/2001
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
BOTH
Issued 07/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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