Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sotero? Claim Your ProfileSotero M. Morales perez is an investment advisor representative with Cetera Investment Advisers LLC. Sotero is a registered representative in Florida, Georgia, and Puerto Rico and has been in the financial services industry since January 6, 2009. Sotero holds the Series 7 and SIE securities licenses and the Series 66 general securities representative and Uniform Combined State Law Examination licenses. Previously, Sotero worked at MML Investors Services, LLC, Oriental Financial Services Corp., UBS Financial Services Incorporated of Puerto Rico, and UBS Financial Services Inc. Sotero also owns and operates Sotero Morales Financial Services. Sotero offers a variety of financial services including investment advice, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PR
06/29/2023 - Present
Cetera Investment Advisers LLC (PONCE PR)
MA
05/04/2015 - 12/08/2016
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
PR
05/29/2013 - 06/26/2014
ORIENTAL FINANCIAL SERVICES CORP. (PONCE PR)
PR
02/13/2008 - 06/03/2013
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)
PR
12/03/2007 - 06/03/2013
UBS FINANCIAL SERVICES INC. (PONCE PR)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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