Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sotero? Claim Your ProfileSotero M. Morales Perez is a financial advisor with Cetera Investment Advisers LLC. Sotero Morales Perez has over 14 years of experience in the financial services industry and is registered with the state of Puerto Rico and the Financial Industry Regulatory Authority (FINRA). Sotero Morales Perez has also held previous positions with MML Investors Services, LLC, Oriental Financial Services Corp., UBS Financial Services Incorporated of Puerto Rico, and UBS Financial Services Inc. Sotero Morales Perez has a Series 7 and Series 66 license. Sotero Morales Perez is a member of El Nodo, a non-profit organization, and owns Sotero Morales Financial Services.
PONCE, PR
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PR
06/29/2023 - Present
Cetera Investment Advisers LLC (PONCE PR)
MA
05/04/2015 - 12/08/2016
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
PR
05/29/2013 - 06/26/2014
ORIENTAL FINANCIAL SERVICES CORP. (PONCE PR)
PR
02/13/2008 - 06/03/2013
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)
PR
12/03/2007 - 06/03/2013
UBS FINANCIAL SERVICES INC. (PONCE PR)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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