Unclaimed
Soraya Betterton is a financial advisor with Santander US Capital Markets LLC, a registered broker-dealer with the Securities and Exchange Commission. Soraya holds a Series 16 license and a Series 65 license. Soraya is based in San Francisco, CA and has been in the financial services industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/24/2023 - Present
Santander US Capital Markets LLC (San Francisco CA)
IA
Issued 05/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2023
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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