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Soraya Betterton

Santander US Capital Markets LLC

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About Soraya Betterton

Soraya Betterton is a financial advisor with Santander US Capital Markets LLC, a registered broker-dealer with the Securities and Exchange Commission. Soraya holds a Series 16 license and a Series 65 license. Soraya is based in San Francisco, CA and has been in the financial services industry since 2021.

Firm Information

Soraya Betterton is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Soraya Betterton’s Registration & Firm History

CA

07/24/2023 - Present

Santander US Capital Markets LLC (San Francisco CA)

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Licenses & Designations

IA

Issued 05/05/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/24/2023

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Soraya Betterton.
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